COMMUNICATION RICHNESS IN ELECTRONIC
MAIL:
CRITICAL SOCIAL THEORY AND THE
CONTEXTUALITY OF MEANING1
Ojelanki K. Ngwenyama
Virginia Commonwealth University
Richmond, Virginia, 23284-4000, USA
ojelanki@isy1.isy.vcu.edu
Allen S. Lee
McGill University
Montreal, Quebec, H3A 1G5, Canada
AllenLee@Management.McGill.ca
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Copyright © 1997 by the University of Minnesota
This web version contains corrections
of the hardcopy version appearing in MIS Quarterly.
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Although Daft and Lengel originally formulated and proposed IRT to help address the question, "Why do organizations process information?", the focus of IRT gradually shifted away from the organizational context toward individual managers, their media choices, and the messages they exchange. Markus (1994) observes that even though it has evolved, "information richness theory remains an individual-level rational choice explanation of behavior" (p. 523). Indeed, IRT has been tested by focusing on the behaviors of individuals in laboratory experiments, where the use of information technology is abstracted completely from any real-life organizational setting. However, the results of the numerous empirical tests conducted on IRT have not been favorable. Markus (1994) can be credited with what is arguably the most impressive empirical refutation of IRT to date. Based on both quantitative and qualitative evidence that she collected on the behaviors of managers whom she observed at her field site, Markus summarizes that "their actual media use behavior was inconsistent with the [information richness] theory. In particular, managers, especially senior managers, used the [electronic mail] medium more intensively than the [information richness] theory predicts and in a manner that the theory regards as ineffective and hence unlikely" (p. 518).
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Recognizing some of the limitations of positivism, a few IS researchers have introduced interpretivism to the study of richness in managerial communication that uses information technology. Interpretivism gives explicit recognition to the lifeworld, the very subject matter, mentioned above, that does not fit positivism's natural-science model. It uses research methods such as those associated with ethnography, participant observation, and hermeneutics, all of which give explicit recognition to the world of consciousness and humanly created meanings. In a recent study of communication richness, Lee (1994) employs the interpretive tradition of hermeneutics to interpret the meanings that managers themselves enact in their use of e-mail. In another study, Markus (1994) mixes positivism (involving hypothesis testing) and interpretivism to examine what some managers themselves meant in the e-mail messages they sent to one another. But Lee goes beyond the positivist perspective by noting that communication that uses information technology involves the creation and interpretation of symbols by human beings, rather than just the physical transporting of bits through a conduit. The interpretive perspective considers the capacities of the sender and receiver to enact and apprehend richness in "messages" (signals) as central to the study of communication richness. As with most interpretive approaches, the central idea in Lee's hermeneutic approach is "mutual understanding" – the phenomenon of one person's reaching an understanding of what another person means.
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2. It adopts pluralistic methods of inquiry such as participation, observation, and the analysis of contextual data.
3. It does not separate (as would the laboratory experiments of positivism) the subjects of inquiry from the organizational context within which they are situated.
4. It recognizes that the organizational context is not only important to meaning construction, but to social activity as well (cf. Ngwenyama 1991).
Unlike the positivist perspective of IRT, CST views people not as
passive receptacles of whatever data or information that is transported
to them, but as intelligent actors who assess the truthfulness, completeness,
sincerity, and contextuality of the messages they receive. For this reason,
we agree with and will use the CST terms, human actor and organizational
actor,
when we refer to what positivist IS research refers to as "users" and "human
subjects." Finally, unlike most interpretive approaches (e.g., Lee 1994),
the CST perspective requires the researcher to attend to not only the matter
of mutual understanding, but also the matter of the emancipation of organizational
actors from false or unwarranted beliefs, assumptions, and constraints.5
4.1 Basic concepts of communicative action
Habermas' theory of communicative action describes four main types of intentional behavior or social action: instrumental, communicative, discursive, and strategic. Although each action type has a specific focus and orientation, together they represent different aspects of human behavior in social settings. With regard to this study, the four social-action types are significant for the following reasons. First, in contrast to the positivist perspective in IRT's conduit metaphor, the four social-action types depict human beings as active processors or interpreters who are not mere receptacles of meanings transported to them, but who create or enact the meanings that they come to hold. Second, in contrast to the interpretive perspective, the four social-action types recognize that a person who reads, listens to, or otherwise receives a message need not restrict her meaning for the message to just mutual understanding, but instead can be critical of it. From a CST perspective, communication richness is not a function of channel capacity as in IRT's positivist conception. Further, it is not restricted to how well one person comes to understand what another person means as in the interpretivist conception. In CST, communication richness involves not only understanding what the speaker or writer means, but also the testing of validity claims associated with the action type enacted by the speaker or writer. The results of the tests enable the listener or reader to detect and analyze distorted communications. By distorted communication we mean communicative acts that are false, incomplete, insincere, or unwarranted. Communication richness in a CST perspective is gauged not by channel capacity or by how well a person recreates a meaning that another person intends, but instead by how well a person, through her assessment of the validity claims made by the person communicating to her, succeeds in emancipating herself from distorted communications. From this perspective, one realizes that any portrayal of human beings as simply ascribing face validity to the communications directed to them would be unrealistic in CST. However, this is precisely the portrayal offered by IRT's positivist perspective and the interpretive perspective. Neither of these two perspectives addresses the validity of what is being communicated in the first place, but this is exactly what is considered to be pivotal in the CST perspective on communication richness.
In CST, "social" in the term "social action" refers to the orientation
of a person's action to other individuals and to the action being embedded
in an organizational context. Through its social and institutional structures,
the organizational context defines, for all organizational actors, the
possibilities and potential for social action. In everyday interactions,
an organization's policies, norms, and resources serve to enable, constrain,
and sometimes outright determine what is proper and improper, and to lend
meaning to the actions of individuals. The organizational context also
defines the power, authority, and status relationships of the individuals
within it. However, as intelligent and knowledgeable agents, organizational
actors can, within limits, choose to act in accordance with or against
organizational norms. To well-socialized actors, the organizational context
is a taken-for-granted store of knowledge or a set of pre-interpreted patterns
of meaning about the organization. The organizational context serves as
a reference schema that enables actors to act and to interpret the actions
of others. As actors mediate action situations, they draw upon these stocks
of knowledge, as well as material and nonmaterial resources of the organization.
In executing social actions, an actor relies upon the fact that he or she
shares every aspect of the organizational context with the other actors
involved in the action situation. Thus contextuality of social action has
numerous practical consequences for daily organizational life and for researchers
who observe it. The following examples should clarify this issue.
2. Because of their shared organizational context, even different individuals who hold different opinions on the same matter and who are motivated by conflicting interests can end up with shared or negotiated meanings for the same action and even choosing the same way in which to act.
3. The same publicly observable behavior can have completely different meanings in different social contexts. Schutz states (1973, p. 54): "The same overt behavior (say a tribal pageant as it can be captured by a movie camera) may have an entirely different meaning to the performers. What interests the social scientist is merely whether it is a war dance, a barter trade, the reception of a friendly ambassador, or something else of this sort."
4. The same publicly observable behavior (for instance, an order or a command) could be meaningful when coming from one person to another (such as from an Air Force Captain to one of her troops), but not when involving a different dyad (such as the president of a university and the president of the university's faculty union). Again, publicly observable behavior alone is not meaningful; a social context is necessary for it to have meaning.
Habermas' theory of communicative action posits that all social action assumes a basic set of norms. The norms hold that actors are allowed to express fully their opinions and must honor the outcome of open rational argument. Further, each type of social action entails its own specific set of validity claims. Therefore, any action by an individual carries with it specific claims of validity. According to the theory of communicative action, breakdowns in communication occur when an actor fails to observe the norms or fails to apprehend the actions of other actors. Thus, a breakdown raises doubts about the validity claims of the social action being considered. Routine social interaction requires that organizational actors monitor the action situations within which they operate and reflect upon their actions and the actions of others. When doubt arises in the mind of an actor about validity claims of any action, the actor first enters a cycle of critical reflection (Ngwenyama 1991) to test the claims. In testing the claims, the actor draws upon his knowledge of the organizational context (norms of interaction, power, status relationships, etc.), the particular action situation itself, and the orientation of the other person whose action is being contested. By critically reflecting in this manner, the actor can free himself not only from false or unwarranted beliefs and assumptions about the other person or her action, but also from constraints to enacting coherent meaning of the situation and taking appropriate counteraction. If the actor is unable to redeem the claims via personal reflection, he can then enter into a discourse with the other party in order to clarify and settle the issue. If the issue still cannot be settled in the discourse, other organizational actors are called into an open debate either to redeem the validity claims or to reject the action and sanction this person.
We will now describe the four main types6 of social action: instrumental, communicative, discursive, and strategic. Although each social action type has a specific focus and orientation, together they represent different aspects of intentional human behavior in social settings. In everyday organizational life, actors easily shift from one social action type to another as they seamlessly interact in a web of social activity. However, the theory of communicative action posits that when an actor executes a specific social action type, he or she must be ready to defend the validity claims associated with it. Table 1 summarizes the action types and validity claims.
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1Lynda Applegate was the accepting senior editor for this paper. MIS Quarterly also selected this paper as its Best Article of 1997:
Date: Thu, 14 May 1998 10:17:27 -0500
Reply-To: JDEGROSS <jdegross@CSOM.UMN.EDU>
Sender: ISWORLD Information Systems World Network
<ISWORLD@LISTSERV.HEANET.IE>
From: JDEGROSS <jdegross@CSOM.UMN.EDU>
To: ISWORLD@LISTSERV.HEANET.IEI am pleased to announce that the following article has been selected
as the best article published in MISQ during the 1997 Volume year:"Communication Richness in Electronic Mail: Critical Social Theory and
the Contextuality of Meaning," Ngwenyama & Lee, June 1997Congratulations are certainly due Ojelanki and Allen!!!
Bob Zmud, Editor-in-Chief, MIS Quarterly
============================
For those interested in the process used at MIS Quarterly in making
this award, here is a brief description:(1) All current associate editors are invited to nominate two articles
each. This year, nine articles were nominated. The award winning
article received 11 such nominations, with the article receiving the
second most nominations being nominated 6 times.(2) Four articles were selected by myself (as Editor-in-Chief) as
finalists.
This is usually quite simple, as those articles receiving the most
nominations are selected! In this case, all articles receiving 5 or
more nominations were finalists (the next closest article received
3 nominations).(3) The current SEs (other than myself) were than asked to read and
rank-order the finalist articles, using whatever criteria they wish to
apply. The award winning article was clearly ahead of the
other three articles in these rankings, with these other three
essentially being undifferentiated from one another in the overall
rankings.
==============================
Bob Zmud bzmud@cob.fsu.edu
College of Business office: 850-644-4713
Florida State University fax: 850-644-8225
Tallahassee, FL 32306-1110 home: 850-668-0537
3The rules of algebra for transforming mathematical propositions and relating them to one another is a good illustration of this.
4This is a subject matter to which the methods of positivism's natural-science model of research are not well suited to studying.
5Lee (1994) alludes to the possibility of a reader's coming to understand an author better than the author knows himself or herself, but his hermeneutic approach stands independently of this concept.
6The term "type" refers to idealizations, or ideal types. In the same way, Euclidean geometry's plane figures, such as circles or squares, are idealizations that actual physical spaces can only be expected to approximate. Habermas' four social action types are also ideals that real-world communications between people can only be expected to approximate. But, as with all theoretical constructs, the reason for defining them is to facilitate the research purposes of naming and classifying empirical phenomena.
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Ojelanki K. Ngwenyama is Associate Professor of Information Systems at Virginia Commonwealth University and Docent in Computer Mediated Groupwork at University of Jyvaskyla, Finland. He is a critical theorist whose work focuses on developing a critical understanding of the social construction and implications of information technology applications. He has been an active member of IFIP Working Group 8.2 since 1987. Dr. Ngwenyama is co-editor of Transforming Organizations with Information Technology, North Holland, 1994; his papers have appeared in several scholarly journals. He holds a Ph.D. in Computer Science and Information Systems from The Thomas J. Watson School of Engineering, State University of New York; an MBA from Syracuse University; an M.S. in Computer and Information Science from Roosevelt University; and baccalaureate degrees in engineering and computer science.Allen S. Lee is the Paul Paré Professor of Information Systems in the Faculty of Management at McGill University. He was an associate editor for MIS Quarterly from 1990 to 1994 and has been a senior editor since then. His publications advocate for the use of intensive research (including qualitative, interpretive, and case approaches) in information systems. He is a senior editor of MIS Quarterly's upcoming special issue on this topic. As an undergraduate, he studied civil engineering at Cornell University and as a graduate student, he studied city planning at the Massachusetts Institute of Technology and the University of California, Berkeley.
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